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Investment Compliance Reporting Analyst
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Investment Compliance Reporting Analyst
Daley And Associates, LLC•Boston, MA
A week ago
Office
Company
Daley And Associates, LLC
Location
Boston, MA
Work Schedule
full time
Work Location
office
Daley And Associates, LLC•Boston, MA
A week ago
Office
Company
Daley And Associates, LLC
Location
Boston, MA
Work Schedule
full time
Work Location
office
Job Description
Daley And Associates, LLC seeks an Investment Compliance Reporting Analyst in Boston, MA. Craft precise regulatory reports and monitor portfolio adherence to SEC rules. Drive compliance integrity in dynamic business investments, advancing your career in a focused financial hub.
Full Description
Daley And Associates, LLC hires an Investment Compliance Reporting Analyst to uphold regulatory standards in Boston.
Track daily investment activities against compliance frameworks. Generate accurate reports for SEC and FINRA filings using Excel and compliance software. Analyze portfolio data for rule violations and prepare quarterly disclosures. Lead audits on trading records to ensure precision.
Hold a bachelor's in finance or law. Bring 3+ years in compliance reporting. Master Excel, SQL, and tools like Advent or Charles River. CRCP certification preferred.
Excel in data scrutiny. Thrive in detail-oriented tasks. Show strong ethics.
Collaborative culture thrives.
Competitive compensation offered.
Key Skills
SEC reportingCompliance monitoringExcel proficiencySQL queryingRegulatory analysis